Abstract
To overcome critical limitations in existing methods for battery capacity estimation, including long-term estimation, handling of irregular sampling and missing data, and transferability across different battery types, this study proposes a novel estimation method, termed batteryCDE, by integrating neural controlled differential equations (CDEs) with attention mechanisms. It first constructs a continuous data path using cubic spline interpolation, followed by neural CDEs that generate feature-wise and cycle-wise attention features to capture essential battery characteristics. These attention-weighted features are processed by another neural CDE to model differential relationships, leading to precise capacity estimations. This study also provides a theoretical analysis of the advantages of batteryCDE over conventional discrete models in terms of long-term estimation, handling of irregular sampling and missing data, and transferability. Extensive experiments evaluate batteryCDE’s performance, utilizing three scenarios: varying estimation horizons, missing data, and cross-battery transfer. Results show that batteryCDE outperforms traditional models like LSTM, Transformer and neural CDE networks. Even with 50% missing data, an estimation horizon of 100 cycles, and application to different batteries, batteryCDE maintains an estimation error below 0.05. Compared to other methods, batteryCDE reduces estimation errors by 6.59% for long-term predictions, 15.09% for handling missing data, and 17.01% for cross-battery transferability. © 2025 IEEE. All rights reserved.
| Original language | English |
|---|---|
| Pages (from-to) | 10427-10440 |
| Number of pages | 14 |
| Journal | IEEE Transactions on Transportation Electrification |
| Volume | 11 |
| Issue number | 4 |
| Online published | 4 Mar 2025 |
| DOIs | |
| Publication status | Published - Aug 2025 |
Funding
This work was by supported by a Start Up Grant of City University of Hong Kong and Global STEM Professorship, and China-Singapore International Joint Research Institute Project (N2042401-A024).
Research Keywords
- Battery degradation
- capacity
- irregular and missing data
- neural controlled differential equations
- transferability
- neural controlled differential equations (CDEs)
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