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Adaptive State-of-Health Estimation for Lithium-ion Battery with Partially Unlabeled and Incomplete Charge Curves

Xingchen Liu, Zhiyong Hu*, Lei Mao, Min Xie

*Corresponding author for this work

Research output: Journal Publications and ReviewsRGC 21 - Publication in refereed journalpeer-review

Abstract

State of health (SOH) assessment of Lithium-ion batteries is essential for electric vehicles (EVs). Existing methods rely on exact capacity labeling for incomplete curves for model training. However, these capacity values cannot be obtained until the charge/discharge process is complete during real operations. Furthermore, existing models cannot be efficiently updated with newly collected data, causing degenerated performance due to the heterogeneity among different batteries. To overcome these deficiencies, we propose a sequential Variational Gaussian mixture regression model, where the charge curve and capacity are jointly modeled with a Gaussian mixture model. Due to the generative nature of this model, the information provided by the unlabeled data can also be exploited using the conditional distribution based on observed data to improve the SOH estimation accuracy. In addition, a sequential updating algorithm is developed for online adjustment, which can efficiently assimilate newly collected data of the target battery to further boost the estimation. During the in-field application, the proposed technique can provide SOH estimation with uncertainty based on random partial segment of the voltage curve. The effectiveness and superiority of the proposed method are validated with case studies. © 2024 IEEE.
Original languageEnglish
Pages (from-to)6165-6176
JournalIEEE Transactions on Transportation Electrification
Volume11
Issue number2
Online published18 Nov 2024
DOIs
Publication statusPublished - Apr 2025

Funding

This work was supported in part by the National Natural Science Foundation of China under Grant 52305142, Grant 72371215, and Grant 72032005; in part by the Research Grant Council of Hong Kong under Grant 11200621 and Grant 11201023; in part by Hong Kong Innovation and Technology Commission (InnoHK Project CAiRS and CIMDA); and in part by the Natural Science Foundation of Anhui Province under Grant 2208085UD03.

UN SDGs

This output contributes to the following UN Sustainable Development Goals (SDGs)

  1. SDG 7 - Affordable and Clean Energy
    SDG 7 Affordable and Clean Energy

Research Keywords

  • Gaussian mixture model
  • incomplete voltage curve
  • Lithium-ion battery
  • online update
  • variational inference

RGC Funding Information

  • RGC-funded

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