TY - JOUR
T1 - Adaptive State-of-Health Estimation for Lithium-ion Battery with Partially Unlabeled and Incomplete Charge Curves
AU - Liu, Xingchen
AU - Hu, Zhiyong
AU - Mao, Lei
AU - Xie, Min
PY - 2025/4
Y1 - 2025/4
N2 - State of health (SOH) assessment of Lithium-ion batteries is essential for electric vehicles (EVs). Existing methods rely on exact capacity labeling for incomplete curves for model training. However, these capacity values cannot be obtained until the charge/discharge process is complete during real operations. Furthermore, existing models cannot be efficiently updated with newly collected data, causing degenerated performance due to the heterogeneity among different batteries. To overcome these deficiencies, we propose a sequential Variational Gaussian mixture regression model, where the charge curve and capacity are jointly modeled with a Gaussian mixture model. Due to the generative nature of this model, the information provided by the unlabeled data can also be exploited using the conditional distribution based on observed data to improve the SOH estimation accuracy. In addition, a sequential updating algorithm is developed for online adjustment, which can efficiently assimilate newly collected data of the target battery to further boost the estimation. During the in-field application, the proposed technique can provide SOH estimation with uncertainty based on random partial segment of the voltage curve. The effectiveness and superiority of the proposed method are validated with case studies. © 2024 IEEE.
AB - State of health (SOH) assessment of Lithium-ion batteries is essential for electric vehicles (EVs). Existing methods rely on exact capacity labeling for incomplete curves for model training. However, these capacity values cannot be obtained until the charge/discharge process is complete during real operations. Furthermore, existing models cannot be efficiently updated with newly collected data, causing degenerated performance due to the heterogeneity among different batteries. To overcome these deficiencies, we propose a sequential Variational Gaussian mixture regression model, where the charge curve and capacity are jointly modeled with a Gaussian mixture model. Due to the generative nature of this model, the information provided by the unlabeled data can also be exploited using the conditional distribution based on observed data to improve the SOH estimation accuracy. In addition, a sequential updating algorithm is developed for online adjustment, which can efficiently assimilate newly collected data of the target battery to further boost the estimation. During the in-field application, the proposed technique can provide SOH estimation with uncertainty based on random partial segment of the voltage curve. The effectiveness and superiority of the proposed method are validated with case studies. © 2024 IEEE.
KW - Gaussian mixture model
KW - incomplete voltage curve
KW - Lithium-ion battery
KW - online update
KW - variational inference
UR - http://www.scopus.com/inward/record.url?scp=105001543953&partnerID=8YFLogxK
UR - https://www.scopus.com/record/pubmetrics.uri?eid=2-s2.0-105001543953&origin=recordpage
U2 - 10.1109/TTE.2024.3500072
DO - 10.1109/TTE.2024.3500072
M3 - RGC 21 - Publication in refereed journal
SN - 2332-7782
VL - 11
SP - 6165
EP - 6176
JO - IEEE Transactions on Transportation Electrification
JF - IEEE Transactions on Transportation Electrification
IS - 2
ER -