A regime-switching model for European options

David D. Yao, Qing Zhang, Xun Yu Zhou

Research output: Chapters, Conference Papers, Creative and Literary WorksRGC 12 - Chapter in an edited book (Author)peer-review

82 Citations (Scopus)

Abstract

We study the pricing of European-style options, with the rate of return and the volatility of the underlying asset depending on the market mode or regime that switches among a finite number of states. This regime-switching model is formulated as a geometric Brownian motion modulated by a finite-state Markov chain. With a Girsanov-like change of measure, we derive the option price using risk-neutral valuation. We also develop a numerical approach to compute the pricing formula, using a successive approximation scheme with a geometric rate of convergence. Using numerical examples of simple, twoor three-state Markov chain models, we are able to demonstrate the presence of the volatility smile and volatility term structure. © Springer-Verlag US 2006
Original languageEnglish
Title of host publicationStochastic Processes, Optimization, and Control Theory: Applications in Financial Engineering, Queueing Networks, and Manufacturing Systems
Subtitle of host publicationA Volume in Honor of Suresh Sethi
EditorsHoumin Yan, George Yin, Qing Zhang
Place of PublicationNew York, NY
PublisherSpringer 
Pages281-300
ISBN (Electronic)978-0-387-33815-6
ISBN (Print)978-0-387-33770-8, 978-1-4419-4148-0
DOIs
Publication statusPublished - 2006
Externally publishedYes

Publication series

NameInternational Series in Operations Research and Management Science
Volume94
ISSN (Print)0884-8289
ISSN (Electronic)2214-7934

Research Keywords

  • Option pricing
  • Regime switching
  • Successive approximations
  • Volatility smile and term structure

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