A lithium-ion battery RUL prediction method based on ConvTrans and tAPE under capacity regeneration noise and low-dimensional time series data

Jiayu Chen*, Qinhua Lu, Xuhang Wang, Hongjuan Ge, Min Xie

*Corresponding author for this work

Research output: Journal Publications and ReviewsRGC 21 - Publication in refereed journalpeer-review

Abstract

Remaining useful life (RUL) prediction of lithiumion batteries (LIBs) is essential for ensuring their optimum performance and longevity in energy storage solutions. However, it is difficult to predict RUL accurately under the capacity regeneration noise, especially with low-dimensional long time series data. Therefore, a novel RUL prediction method of LIB is proposed based on convolutional Transformer (ConvTrans) combined with time absolute position encoding (tAPE). First, complete ensemble empirical mode decomposition with adaptive noise is introduced to decompose the capacity degradation sequence into several components. Then, to accurately assess the importance of each component in reconstructing the original signal, random forest regression and Gini index are applied to obtain the weights of each component, which measures its ability to interpret the original sequence. Next, a ConvTrans is proposed to capture both short-term and long-term dependencies in battery data, which can depict the overall degradation trend of the battery without missing important local details. Moreover, combined with tAPE, which fits for processing low-dimensional long time series data, the improved ConvTrans can accurately model the battery degradation process and evaluate the RUL. Finally, comprehensive cases have been studied, and the results validate the effectiveness and superiority of the proposed method. © 2025 IEEE.
Original languageEnglish
Article number3533414
JournalIEEE Transactions on Instrumentation and Measurement
Volume74
Online published24 Apr 2025
DOIs
Publication statusPublished - 2025

Funding

This work was supported in part by the National Natural Science Foundation of China under Grant 52102474, Grant U2233205, and Grant 72371215; in part by China Postdoctoral Science Foundation under Grant 2023M731663; in part by the National Pre-research Program under Grant DCYY018, in part by the General Research Fund of University Grants Committee under Grant 9043507; in part by the Fundamental Research Funds for the Central Universities under Grant XCXJH20230744; and in part by Hong Kong Innovation and Technology Commission.

Research Keywords

  • Complete ensemble empirical mode decomposition with adaptive noise (CEEMDAN)
  • convolutional Transformer (ConvTrans)
  • Lithium-ion battery
  • remaining useful life (RUL) prediction
  • Time series

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